Find Senior Care (City or Zip)
Join Now Log In
K
kimmer132003 Asked August 2010

I would like to file a colmplaint against a financial advisor in Florida. How do handle this and what forms do I need to complete?

EXPERT Ralph Robbins Sep 2010
What "type" of advisor and what "type" of investments are you speaking of? "Financial Advisors" are licensed by one or more entities as insurance agents and/or securities representatives (brokers). Let me know what the problem is and I will help guide you.

ADVERTISEMENT

Ask a Question

Subscribe to
Our Newsletter